Optimal Growth Portfolio Derivations

Overview


The solution to the optimal growth portfolio is a straightforward application of Lagrange multipliers. The following derivations are states using Linear Algebra to simplify the calculations.

Optimal Portfolio with Target Volatility


We solve the problem of finding the portfolio with the highest growth rate, given a chosen portfolio standard deviation.

Maximize
{% \vec{w}^T \vec{\mu} - \vec{w}^T \Sigma \vec{w} %}
subject to
{% \vec{w}^T \vec{1} = 1 %}
{% \vec{w}^T \Sigma \vec{w} = \sigma^2 %}

Solution



Introduce Lagrange multipliers {% \lambda %} and {% \gamma %} the Lagrangian is given by
{% L = \vec{w}^T\vec{\mu} - \vec{w}^T \Sigma \vec{w} - \lambda(\vec{w}^T \vec{1} - 1) - \gamma(\vec{w}^T \Sigma \vec{w} - \sigma^2) %}
then we have first order conditions
{% \vec{\mu} - \Sigma \vec{w} - \lambda \vec{1} - 2 \gamma \Sigma \vec{w} = 0 %}
{% \vec{w} = \frac{1}{1+2\gamma} \Sigma ^{-1} (\vec{\mu} - \lambda \vec{1}) %}
The two Lagrange coefficients are set so that the original constraints are satisfied. (see Luenberger pg 431)

Optimal Portfolio


If {% \gamma %} is set to zero, then the second constraint is ignored and the resulting portfolio is the growth optimal portfolio.
{% \vec{w} = \Sigma ^{-1} (\vec{\mu} - \lambda \vec{1}) %}
To solve, solve for {% \lambda %} using the constraint on weights, and then plug back in
{% [S^{-1}\vec{\mu} - \lambda S^{-1} \vec{1}]^T \vec{1} = 1 %}
{% [\vec{\mu}^T S^{-T} - \lambda \vec{1}^T S^{-T}] \vec{1} = 1 %}
{% \lambda \vec{1}^T S^{-1} \vec{1} = \vec{\mu}^T S^{-T} \vec{1} - 1 %}
{% \lambda = \frac{1}{\vec{1}^T S^{-T}\vec{1}} (\vec{\mu}^T S^{-T}\vec{1}-1) %}

API


The growth optimal portfolio is implemented in the portfolio module